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Sec. 78a. Short
title
Sec. 78b.
Necessity for regulation
Sec. 78c.
Definitions and application
Sec. 78c-1.
Swap agreements
Sec. 78d.
Securities and Exchange Commission
Sec. 78d-1.
Delegation of functions by Commission
Sec. 78d-2.
Transfer of functions with respect to assignment of personnel to chairman
Sec. 78e.
Transactions on unregistered exchanges
Sec. 78f.
National securities exchanges
Sec. 78g. Margin
requirements
Sec. 78h.
Restrictions on borrowing and lending by members, brokers, and dealers
Sec. 78i.
Manipulation of security prices
Sec. 78j.
Manipulative and deceptive devices
Sec. 78j-1.
Audit requirements
Sec. 78k.
Trading by members of exchanges, brokers, and dealers
Sec. 78k-1.
National market system for securities; securities information processors
Sec. 78l.
Registration requirements for securities
Sec. 78l-1.
Applications for unlisted trading privileges deemed filed under section
78l of this title
Sec. 78m.
Periodical and other reports
Sec. 78n.
Proxies
Sec. 78o.
Registration and regulation of brokers and dealers
Sec. 78o-1.
Brokers deemed to be registered
Sec. 78o-2.
Liabilities arising prior to amendment unaffected
Sec. 78o-3.
Registered securities associations
Sec. 78o-4.
Municipal securities
Sec. 78o-5.
Government securities brokers and dealers
Sec. 78p.
Directors, officers, and principal stockholders
Sec. 78q.
Records and reports
Sec. 78q-1.
National system for clearance and settlement of securities transactions
Sec. 78q-2.
Automated quotation systems for penny stocks
Sec. 78r.
Liability for misleading statements
Sec. 78s.
Registration, responsibilities, and oversight of self-regulatory
organizations
Sec. 78t.
Liability of controlling persons and persons who aid and abet violations
Sec. 78t-1.
Liability to contemporaneous traders for insider trading
Sec. 78u.
Investigations and actions
Sec. 78u-1.
Civil penalties for insider trading
Sec. 78u-2.
Civil remedies in administrative proceedings
Sec. 78u-3.
Cease-and-desist proceedings
Sec. 78u-4.
Private securities litigation
Sec. 78u-5.
Application of safe harbor for forward-looking statements
Sec. 78v.
Hearings by Commission
Sec. 78w. Rules,
regulations, and orders; annual reports
Sec. 78x. Public
availability of information
Sec. 78y. Court
review of orders and rules
Sec. 78z.
Unlawful representations
Sec. 78aa.
Jurisdiction of offenses and suits
Sec. 78aa-1.
Special provision relating to statute of limitations on private causes of
action
Sec. 78bb.
Effect on existing law
Sec. 78cc.
Validity of contracts
Sec. 78dd.
Foreign securities exchanges
Sec. 78dd-1.
Prohibited foreign trade practices by issuers
Sec. 78dd-2.
Prohibited foreign trade practices by domestic concerns
Sec. 78dd-3.
Prohibited foreign trade practices by persons other than issuers or
domestic concerns
Sec. 78ee.
Transaction fees
Sec. 78ff.
Penalties
Sec. 78gg.
Separability
Sec. 78hh.
Effective date
Sec. 78hh-1.
Effective date of certain sections
Sec. 78ii. Omitted
Sec. 78jj. Repealed. Pub. L. 100-181, title III, Sec. 330, Dec. 4,
1987, 101 Stat. 1259
Sec. 78kk.
Authorization of appropriations
Sec. 78ll.
Requirements for the EDGAR system
Sec. 78mm.
General exemptive authority |
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