US CODE COLLECTION
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TITLE 12 > CHAPTER 46 > Sec. 4519. | Prev | Next |
Sec. 4519. - Authority to provide for review of enterprises by rating organization
The Director may, on such terms and conditions as the Director deems appropriate, contract with any entity effectively recognized by the Division of Market Regulation of the Securities and Exchange Commission as a nationally recognized statistical rating organization for the purposes of the capital rules for broker-dealers, to conduct a review of the enterprises |
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