Sec. 80b-1. Findings
Sec. 80b-2. Definitions
Sec. 80b-3. Registration of investment advisers
Sec. 80b-3a. State and Federal responsibilities
Sec. 80b-4. Reports by investment advisers
Sec. 80b-4a. Prevention of misuse of nonpublic information
Sec. 80b-5. Investment advisory contracts
Sec. 80b-6. Prohibited transactions by investment advisers
Sec. 80b-6a. Exemptions
Sec. 80b-7. Material misstatements
Sec. 80b-8. General prohibitions
Sec. 80b-9. Enforcement of subchapter
Sec. 80b-10. Disclosure of information by Commission
Sec. 80b-10a. Consultation
Sec. 80b-11. Rules, regulations, and orders of Commission
Sec. 80b-12. Hearings
Sec. 80b-13. Court review of orders
Sec. 80b-14. Jurisdiction of offenses and suits
Sec. 80b-15. Validity of contracts
Sec. 80b-16. Omitted
Sec. 80b-17. Penalties
Sec. 80b-18. Hiring and leasing authority of Commission
Sec. 80b-18a. State regulation of investment advisers
Sec. 80b-19. Separability
Sec. 80b-20. Short title
Sec. 80b-21. Effective date
|
Search this title:
Notes
|