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TITLE 15 > CHAPTER 2D > SUBCHAPTER II

SUBCHAPTER II - INVESTMENT ADVISERS

  • Sec. 80b-1. Findings
  • Sec. 80b-2. Definitions
  • Sec. 80b-3. Registration of investment advisers
  • Sec. 80b-3a. State and Federal responsibilities
  • Sec. 80b-4. Reports by investment advisers
  • Sec. 80b-4a. Prevention of misuse of nonpublic information
  • Sec. 80b-5. Investment advisory contracts
  • Sec. 80b-6. Prohibited transactions by investment advisers
  • Sec. 80b-6a. Exemptions
  • Sec. 80b-7. Material misstatements
  • Sec. 80b-8. General prohibitions
  • Sec. 80b-9. Enforcement of subchapter
  • Sec. 80b-10. Disclosure of information by Commission
  • Sec. 80b-10a. Consultation
  • Sec. 80b-11. Rules, regulations, and orders of Commission
  • Sec. 80b-12. Hearings
  • Sec. 80b-13. Court review of orders
  • Sec. 80b-14. Jurisdiction of offenses and suits
  • Sec. 80b-15. Validity of contracts
  • Sec. 80b-16. Omitted
  • Sec. 80b-17. Penalties
  • Sec. 80b-18. Hiring and leasing authority of Commission
  • Sec. 80b-18a. State regulation of investment advisers
  • Sec. 80b-19. Separability
  • Sec. 80b-20. Short title
  • Sec. 80b-21. Effective date
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