|
Sec. 1. Short title
Sec. 1a. Definitions
Sec. 2. Jurisdiction of Commission; liability of principal for act of agent; Commodity Futures Trading Commission; transaction in interstate commerce
Sec. 2a to 4a. Transferred
Sec. 5. Findings and purpose
Sec. 6. Regulation of futures trading and foreign transactions
Sec. 6a. Excessive speculation
Sec. 6b. Fraud, false reporting, or deception prohibited
Sec. 6c. Prohibited transactions
Sec. 6d. Dealing by unregistered futures commission merchants or introducing brokers prohibited; duties in handling customer receipts; rules to avoid duplicative regulations
Sec. 6e. Dealings by unregistered floor trader or broker prohibited
Sec. 6f. Registration and financial requirements; risk assessment
Sec. 6g. Reporting and recordkeeping
Sec. 6h. False self-representation as registered entity member prohibited
Sec. 6i. Reports of deals equal to or in excess of trading limits; books and records; cash and controlled transactions
Sec. 6j. Restrictions on dual trading in security futures products on designated contract markets and registered derivatives transaction execution facilities
Sec. 6k. Registration of associates of futures commission merchants, commodity pool operators, and commodity trading advisors; required disclosure of disqualifications; exemptions for associated persons
Sec. 6l. Commodity trading advisors and commodity pool operators; Congressional finding
Sec. 6m. Use of mails or other means or instrumentalities of interstate commerce by commodity trading advisors and commodity pool operators; relation to other law
Sec. 6n. Registration of commodity trading advisors and commodity pool operators; application; expiration and renewal; record keeping and reports; disclosure; statements of account
Sec. 6o. Fraud and misrepresentation by commodity trading advisors, commodity pool operators, and associated persons
Sec. 6o-1. Special procedures to encourage and facilitate bona fide hedging by agricultural producers
Sec. 6p. Standards and examinations
Sec. 7. Designation of boards of trade as contract markets
Sec. 7a. Derivatives transaction execution facilities
Sec. 7a-1. Derivatives clearing organizations
Sec. 7a-2. Common provisions applicable to registered entities
Sec. 7a-3. Exempt boards of trade
Sec. 7b. Suspension or revocation of designation as registered entity
Sec. 7b-1. Designation of securities exchanges and associations as contract markets
Sec. 7b-2. Privacy
Sec. 8. Application for designation as contract market or derivatives transaction execution facility; time; suspension or revocation of designation; hearing; review by court of appeals
Sec. 9. Exclusion of persons from privilege of ''registered entities''; procedure for exclusion; review by court of appeals
Sec. 9a. Assessment of money penalties
Sec. 9b. Rules prohibiting deceptive and other abusive telemarketing acts or practices
Sec. 9c. Notice of investigations and enforcement actions
Sec. 10. Repealed. June 25, 1948, ch. 646, Sec. 39, 62 Stat. 992, eff. Sept. 1, 1948
Sec. 10a. Cooperative associations and corporations, exclusion from board of trade; rules of board inapplicable to payment of compensation by association
Sec. 11. Vacation on request of designation or registration as ''registered entity''; redesignation or reregistration
Sec. 12. Public disclosure
Sec. 12-1 to 12-3. Omitted
Sec. 12a. Registration of commodity dealers and associated persons; regulation of registered entities
Sec. 12b. Trading ban violations; prohibition
Sec. 12c. Disciplinary actions
Sec. 12d. Commission action for noncompliance with export sales reporting requirements
Sec. 12e. Repealed. Pub. L. 106-554, Sec. 1a5 title I, Sec. 123a21, Dec. 21, 2000, 114 Stat. 2763, 2763A-410
Sec. 13. Violations generally; punishment; costs of prosecution
Sec. 13-1. Violations, prohibition against dealings in onion futures; punishment
Sec. 13a. Nonenforcement of rules of government or other violations; cease and desist orders; fines and penalties; imprisonment; misdemeanor; separate offenses
Sec. 13a-1. Enjoining or restraining violations
Sec. 13a-2. Jurisdiction of States
Sec. 13b. Manipulations or other violations; cease and desist orders against persons other than registered entities; punishment; misdemeanor or felony; separate offenses
Sec. 13c. Responsibility as principal; minor violations
Sec. 14. Repealed. Pub. L. 99-641, title I, Sec. 1105, Nov. 10, 1986, 100 Stat. 3561
Sec. 15. Enforcement powers of Commission
Sec. 15a. Repealed. Pub. L. 95-405, Sec. 24, Sept. 30, 1978, 92 Stat. 877
Sec. 15b. Cotton futures contracts
Sec. 16. Commission operations
Sec. 16a. Service fees and National Futures Association study
Sec. 17. Separability
Sec. 17a. Separability of 1936 amendment
Sec. 17b. Separability of 1968 amendment
Sec. 18. Complaints against registered persons
Sec. 19. Consideration of costs and benefits and antitrust laws
Sec. 20. Market reports
Sec. 21. Registered futures associations
Sec. 22. Research and information programs; reports to Congress
Sec. 23. Standardized contracts for certain commodities
Sec. 24. Regulations respecting commodity broker debtors; definitions
Sec. 25. Private rights of action
Sec. 26. Repealed. Pub. L. 102-546, title IV, Sec. 40215, Oct. 28, 1992, 106 Stat. 3625
Sec. 27. Definitions
Sec. 27a. Exclusion of identified banking products commonly offered on or before December 5, 2000
Sec. 27b. Exclusion of certain identified banking products offered by banks after December 5, 2000
Sec. 27c. Exclusion of certain other identified banking products
Sec. 27d. Administration of the predominance test
Sec. 27e. Exclusion of covered swap agreements
Sec. 27f. Contract enforcement
|
Search this title:
Notes
|
