From: ThinkAdvisor
Twice a year the advisor technology industry gathers to discuss the latest developments, launch new products and network to find ways to make advisors’ lives easier, while helping wealth management executives think through their technology roadmaps for the coming year.
***
SEC ‘Very Weak’ on Cybersecurity
Next up on the regulatory technology hit list was cybersecurity, a growing issue front and center for regulators, Hamburger noted. “The real problem with cybersecurity for advisors is that the SEC has been a very weak regulator on this issue. They have not been proactive, which is creating confusion and allowing other entities to step up with new and different requirements, such as the states.”
Leave a Reply