Study outlines deficiencies among investment advisors related to cybersecurity

From: Financial Regulation News

By Dave Kovaleski

An analysis of registered investment advisors by the North American Securities Administrators Association (NASAA) found 698 deficiencies relating to cybersecurity.

Among the deficiencies state examiners found were no or inadequate cybersecurity insurance, no testing of cybersecurity vulnerability, lack of procedures regarding securing or limiting access to devices, no technology specialist or consultant, and a lack of procedures regarding hardware and software updates or upgrades.

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2 responses to “Study outlines deficiencies among investment advisors related to cybersecurity”

  1. Rile Kennedy says:

    The grants will be used to improve access to quality early childhood education programs, provide assignment writing service support to elementary school students, and help middle and high school students develop skills needed for college and career readiness.

  2. Robort says:

    Hello, Me and my friends create a software related to the FinTech or investment. But after lunching the software we have founded the security issue on that FinTech related software. So, I was start finding the solution of how to find the issues on my software, So that that software really run as a user perspective. I found that FinTech app testing services can help you to find the many bugs on the software and after finding the bugs we will fix it and which will be protected from hacking attacks.

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