Cybersecurity Regulation in the Securities Markets

From: The National Law Review

Article By Timothy P. Burke, Bryan M. Connor |Morgan, Lewis & Bockius LLP

Our latest program on behalf of the SEC Historical Society hosted a panel of current and former regulators at the federal, state, and self-regulatory organization level for a discussion of the past, present, and future of cybersecurity regulation in the securities industry.

The panel consisted of Meredith Cross, partner at WilmerHale and former Director of the US Securities and Exchange Commission’s (SEC’s) Division of Corporate Finance; Susan Axelrod, Executive Vice President of Regulatory Operations for the Financial Industry Regulatory Authority (FINRA); Michael Pieciak, Commissioner of the Vermont Department of Financial Regulation and President-elect of the North American Securities Administrators Association; and our colleague Timothy Burke. The panel was moderated by Professor Joel Reidenberg of Fordham University School of Law. View the video rebroadcast.

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