EXECUTIVE
OFFICE OF THE PRESIDENT
OFFICE OF MANAGEMENT AND BUDGET
WASHINGTON, D.C. 20502
ADMINISTRATOR
OFFICE OF INFORMATION AND REGULATORY AFFAIRS
April 18, 2000
The Honorable Jo
Ann Emerson
US House of Representatives
Washington, DC 20515
Dear Representative
Emerson:
Thank you for your
letter of March 20, in which you ask about the Office of Management and
Budget (OMB) response to the language in the FY 1999 Omnibus Appropriations
act conference report (House Report 105-592), which concerned the quality
of information that Federal agencies disseminate to the public.
OMB is committed to
helping the Federal government provide the public with high quality information.
We work with the agencies in several ways to improve the quality of such
information. Under the Paperwork Reduction Act, we review information
collection proposals to ensure that they have maximum "practical utility."
We coordinate and review the development and use of federal statistics.
OMB Circular A-130 describes the best practice that agencies should follow
to collect and use timely and appropriate information. It also establishes
the criteria for agency budget requests to ensure that proposed information
management investments are appropriate, efficient, and effective.
The FY 1999 House
Report language urged OMB to establish government-wide rules for ensuring
the quality of federally-disseminated information. We appreciate the need
for ensuring such quality and are sensitive to the possibility that OMB
Circular A-130 might need to be updated or supplemented to deal with concerns
in this area. OMB Circular A-130 already establishes complaint resolution
procedures for perceived violations of data quality and other requirements
in the Circular. Section 9(a)10 of the Circular contains a requirement
that each agency CIO must:
"Monitor
agency compliance with the policies, procedures, and guidance in this
Circular. Acting as an ombudsman, the [CIO] shall consider alleged instances
of agency failure to comply with this Circular and recommend or take corrective
action as appropriate."
The Circular also
contains a specific requirement for agencies to report to OMB any alleged
violations and their resolution:
"The [CIO] shall report
annually, not later than February 1st of each year, to the
Director those instances of alleged failure to comply with this Circular
and their resolution." Last summer, OMB canvassed the agency Chief Information
Officers (CIOs) about data quality. They indicated to us that they have
not been hearing complaints about the quality of federally-disseminated
information. None expressed a need for further guidance in this area.
Based on our canvass of the CIOs and OMB's own experience, there does
not currently appear to be a significant problem in this area. We are
monitoring CIO activities and will be alert to any widespread complaints
about publicly-disseminated information.
At the present time,
OMB is not convinced that new "one-size-fits-all" rules will add much
to the existing OMB guidance and oversight activity and the procedures
followed by individual agencies. We are reluctant to issue more regulations
without a clear sense that they would be useful in promoting data quality.
We are also concerned that new regulations might prove counterproductive
to the goal of increasing data quality. The Report suggests that agencies
be required to establish a new "petition" process under which persons
could file formal "complaints" over the quality of information. These
administrative requirements could consume significant agency resources.
An adversarial petition process also might discourage the type of free
and open dialogue between the agency and the public that is crucial for
identifying and addressing data quality issues.
We also note that
the House Report suggests that any new regulations extend not only to
Federal agencies, but also to non-Federal entities that disseminate information
with Federal financial support, such as contractors, State and local governments,
and no-profit grantees. This might leads to new unfunded Federal mandates
and an intrusion into how non-Federal entities communicate with the public
on public matters.
We are very much interested
in exploring other ways to improve data quality. We believe it important
to have interagency cooperation in this regard and to enlist the public
in an ongoing dialogue aimed at improving such quality. Data quality is
one of many considerations of agency information management activity.
In that regard, we are launching this month an initiative to work with
select agencies (HCFA, EPA, DOT, HHS, OSHA, IRS, and SBA) and the public
on how we can collect information more effectively, with improved efficiency
and data quality. We expect these discussions to identify agency best
information management practices as well as recommendations for improving
specific information collection and management activities.
We appreciate your
strong interest in information quality and would welcome any further thoughts
you might have on this subject.
Sincerely,
John T. Spotila
Administrator